Conditions for Lexicographic Order on Pair of Ordered Sets to be Lattice
Theorem
Let $\struct {S_1, \preccurlyeq_1}$ and $\struct {S_2, \preccurlyeq_2}$ be ordered sets.
Let $\preccurlyeq_l$ denote the lexicographic order on $S_1 \times S_2$:
- $\tuple {x_1, x_2} \preccurlyeq_l \tuple {y_1, y_2} \iff \tuple {x_1 \prec_1 y_1} \lor \tuple {x_1 = y_1 \land x_2 \preccurlyeq_2 y_2}$
Then:
- $\struct {S_1 \times S_2, \preccurlyeq_l}$ is a lattice
if and only if all of the following conditions hold:
- $(1): \quad \struct {S_1, \preccurlyeq_1}$ is a lattice
- $(2): \quad$ Either $\preccurlyeq_1$ is a total ordering, or $\struct {S_2, \preccurlyeq_2}$ has a greatest element and a smallest element
- $(3): \quad$ Every doubleton subset of $S_2$ is either unbounded above or admits a supremum, and is also either unbounded below or admits an infimum
- $(4): \quad$ Either every doubleton subset of $S_2$ admits a supremum, or every element of $S_1$ has an immediate successor and $\struct {S_2, \preccurlyeq_2}$ has a smallest element
- $(5): \quad$ Either every doubleton subset of $S_2$ admits an infimum, or every element of $S_1$ has an immediate predecessor and $\struct {S_2, \preccurlyeq_2}$ has a greatest element.
Corollary
Let $\struct {S_2, \preccurlyeq_2}$ have neither a greatest element nor a smallest element.
Then:
- $\preccurlyeq_l$ is a lattice ordering
- $\preccurlyeq_1$ is a total ordering
and:
- $\preccurlyeq_2$ is a lattice ordering.
Proof
Let $\struct {T, \preccurlyeq_l} := \struct {S_1, \preccurlyeq_1} \otimes^s \struct {S_2, \preccurlyeq_2}$.
From Lexicographic Order is Ordering we have that $\struct {T, \preccurlyeq_l}$ is an ordered set.
Recall the definition of lexicographic order:
Let $\struct {S_1, \preccurlyeq_1}$ and $\struct {S_2, \preccurlyeq_2}$ be ordered sets.
The lexicographic order $\struct {S_1, \preccurlyeq_1} \otimes^l \struct {S_2, \preccurlyeq_2}$ on $\struct {S_1, \preccurlyeq_1}$ and $\struct {S_2, \preccurlyeq_2}$ is the ordered set $\struct {T, \preccurlyeq_l}$ where:
- $T := S_1 \times S_2$, that is, the Cartesian product of $S_1$ and $S_2$
- $\preccurlyeq_l$ is the relation defined on $T$ as:
- $\tuple {x_1, x_2} \preccurlyeq_l \tuple {y_1, y_2} \iff \tuple {x_1 \prec_1 y_1} \lor \paren {x_1 = y_1 \land x_2 \preccurlyeq_2 y_2}$
Lemma $1$
Let $\tuple {x_1, x_2} \preccurlyeq_l \tuple {y_1, y_2}$.
Then:
- $x_1 \preccurlyeq_1 y_1$
$\Box$
Lemma $2$
Let $x_1$ and $y_1$ be non-comparable elements in $S_1$:
- $\lnot \paren {x_1 \preccurlyeq_1 y_1}$ and $\lnot \paren {y_1 \preccurlyeq_1 x_1}$
Then $\tuple {x_1, x_2}$ and $\tuple {y_1, y_2}$ are non-comparable elements in $S_1 \times S_2$:
- $\lnot \paren {\tuple {x_1, x_2} \preccurlyeq_l \tuple {y_1, y_2} }$ and $\lnot \paren {\tuple {y_1, y_2} \preccurlyeq_l \tuple {x_1, x_2} }$
$\Box$
Recall the definition of lattice:
Let $\struct {S, \preceq}$ be an ordered set.
Then $\struct {S, \preceq}$ is a lattice if and only if:
Sufficient Condition
Let $\struct {T, \preccurlyeq_l}$ be a lattice.
- Condition $(1)$
Let $x_1, y_1 \in S_1$ and $x_2, y_2 \in S_2$ be arbitrary.
Then $\set {\tuple {x_1, x_2}, \tuple {y_1, y_2} }$ admits a supremum and admits an infimum in $T$.
Let $\tuple {c_1, c_2} \in T$ be a supremum of $\set {\tuple {x_1, x_2}, \tuple {y_1, y_2} }$.
Thus:
- $(1): \quad \tuple {c_1, c_2}$ is an upper bound of $\set {\tuple {x_1, x_2}, \tuple {y_1, y_2} }$ in $T$
- $(2): \quad \tuple {c_1, c_2} \preccurlyeq_l \tuple {d_1, d_2}$ for all upper bounds $\tuple {d_1, d_2}$ of $\set {\tuple {x_1, x_2}, \tuple {y_1, y_2} }$ in $T$.
Let $\tuple {d_1, d_2}$ be an arbitrary upper bound of $\set {\tuple {x_1, x_2}, \tuple {y_1, y_2} }$ in $T$.
Then:
\(\ds \tuple {x_1, x_2}\) | \(\preccurlyeq_l\) | \(\ds \tuple {d_1, d_2}\) | Definition of Upper Bound of Set | |||||||||||
\(\ds \leadsto \ \ \) | \(\ds x_1\) | \(\preccurlyeq_1\) | \(\ds d_1\) | Lemma $1$ |
and:
\(\ds \tuple {y_1, y_2}\) | \(\preccurlyeq_l\) | \(\ds \tuple {d_1, d_2}\) | Definition of Upper Bound of Set | |||||||||||
\(\ds \leadsto \ \ \) | \(\ds y_1\) | \(\preccurlyeq_1\) | \(\ds d_1\) | Lemma $1$ |
Thus:
- $d_1$ is an upper bound of $\set {x_1, y_1}$
As $\tuple {c_1, c_2}$ is also an upper bound of $\set {\tuple {x_1, x_2}, \tuple {y_1, y_2} }$, it similarly follows that:
- $c_1$ is an upper bound of $\set {x_1, y_1}$
Then:
\(\ds \tuple {c_1, c_2}\) | \(\preccurlyeq_l\) | \(\ds \tuple {d_1, d_2}\) | Definition of Upper Bound of Set | |||||||||||
\(\ds \leadsto \ \ \) | \(\ds c_1\) | \(\preccurlyeq_1\) | \(\ds c_1\) | Lemma $1$ |
Thus:
- $c_1$ is an upper bound of $\set {x_1, y_1}$
and:
- if $d_1$ is an upper bound of $\set {x_1, y_1}$, then $c_1 \preccurlyeq_1 d_1$
so $\set {x_1, y_1}$ admits a supremum $c_1$ in $\struct {S_1, \preccurlyeq_1}$.
Now let $\tuple {c_1, c_2} = \inf \set {\tuple {x_1, x_2}, \tuple {y_1, y_2} }$ be the infimum of $\set {\tuple {x_1, x_2}, \tuple {y_1, y_2} }$.
We use a similar argument to the above, mutatis mutandis, to show that:
- $\set {x_1, y_1}$ admits an infimum $c_1$ in $\struct {S_1, \preccurlyeq_1}$
As $x_1$, $x_2$, $y_1$ and $y_2$ are arbitrary, it follows that $\struct {S_1, \preccurlyeq_1}$ is a lattice.
$\Box$
- Condition $(2)$
Suppose $\preccurlyeq_1$ is not a total ordering.
Then there exist non-comparable elements $x_1$ and $y_1$ in $S_1$:
- $\lnot \paren {x_1 \preccurlyeq_1 y_1}$ and $\lnot \paren {y_1 \preccurlyeq_1 x_1}$
Hence, from Lemma $2$, $\tuple {x_1, x_2}$ and $\tuple {y_1, y_2}$ are non-comparable elements in $T$:
- $\lnot \paren {\tuple {x_1, x_2} \preccurlyeq_l \tuple {y_1, y_2} }$ and $\lnot \paren {\tuple {y_1, y_2} \preccurlyeq_l \tuple {x_1, x_2} }$
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Necessary Condition
Let $\struct {S_1, \preccurlyeq_1}$ and $\struct {S_2, \preccurlyeq_2}$ fulfil the conditions that:
- $(1): \quad \struct {S_1, \preccurlyeq_1}$ is a lattice
- $(2): \quad$ Either $\preccurlyeq_1$ is a total ordering, or $\struct {S_2, \preccurlyeq_2}$ has a greatest element and a smallest element
- $(3): \quad$ Every doubleton subset of $S_2$ is either unbounded above or admits a supremum, and is also either unbounded below or admits an infimum
- $(4): \quad$ Either every doubleton subset of $S_2$ admits a supremum, or every element of $S_1$ has an immediate successor and $\struct {S_2, \preccurlyeq_2}$ has a smallest element
- $(5): \quad$ Either every doubleton subset of $S_2$ admits an infimum, or every element of $S_1$ has an immediate predecessor and $\struct {S_2, \preccurlyeq_2}$ has a greatest element.
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Sources
- 1965: Seth Warner: Modern Algebra ... (previous) ... (next): Chapter $\text {III}$: The Natural Numbers: $\S 14$: Orderings: Exercise $14.19 \ \text{(c)}$