Fundamental Theorem of Algebra

From ProofWiki
Jump to navigation Jump to search


Every non-constant polynomial with coefficients in $\C$ has a root in $\C$.

Proof using Algebraic Topology

Let $\map p z$ be a polynomial in $\C$:

$\map p z = z^m + a_1 z^{m-1} + \cdots + a_m$

where not all of $a_1, \ldots, a_m$ are zero.

Define a homotopy:

$\map {p_t} z = t \map p z + \left({1-t}\right) z^m$


$\dfrac {\map {p_t} z} {z^m} = 1 + t \paren {a_1 \dfrac 1 z + \cdots + a_m \dfrac 1 {z^m} }$

The terms in the parenthesis go to $0$ as $z \to \infty$.

Therefore, there is an $r \in \R_{>0}$ such that:

$\forall z \in \C: \size z = r: \forall t \in \closedint 0 1: \map {p_t} z \ne 0$

Hence the homotopy:

$\dfrac {p_t} {\size {p_t} }: S \to \Bbb S^1$

is well-defined for all $t$.

This shows that for any complex polynomial $\map p z$ of order $m$, there is a circle $S$ of sufficiently large radius in $\C$ such that $\dfrac {\map p z} {\size {\map p z}}$ and $\dfrac {z^m} {\size {z^m} }$ are freely homotopic maps $S \to \Bbb S^1$.

Hence $\dfrac {\map p z} {\size {\map p z} }$ must have the same degree of $\paren {z / r}^m$, which is $m$.

When $m > 0$, that is $p$ is non-constant, this result and the Extendability Theorem for Intersection Numbers imply $\dfrac {\map p z} {\size {\map p z} }$ does not extend to the disk $\Int S$, implying $\map p z = 0$ for some $z \in \Int S$.


Proof using Liouville's Theorem

Let $p: \C \to \C$ be a complex polynomial with $p \left({z}\right) \ne 0$ for all $z \in \C$.

Then $p$ extends to a continuous transformation of the Riemann sphere:

$\hat \C = \C \cup \left\{{\infty}\right\}$

This extension also has no zeroes.

By Riemann Sphere is Compact, there is some $\epsilon \in \R_{>0}$ such that:

$\forall z \in \C: \left|{p \left({z}\right)}\right| \ge \epsilon$

Now consider the holomorphic function $g: \C \to \C$ defined by:

$g \left({z}\right) := \dfrac 1 {p \left({z}\right)}$

We have:

$\forall z \in \C: \left|{g \left({z}\right)}\right| \le \dfrac 1 \epsilon$

By Liouville's Theorem, $g$ is constant.

Hence $p$ is also constant, as claimed.


Proof using Cauchy-Goursat Theorem

Let $p: \C \to \C$ be a complex, non-constant polynomial.

Aiming for a contradiction, suppose that $\map p z \ne 0$ for all $z \in \C$.

Now consider the closed contour integral:

$\ds \oint \limits_{\gamma_R} \frac 1 {z \cdot \map p z} \rd z$

where $\gamma_R$ is a circle with radius $R$ around the origin.

By Derivative of Complex Polynomial, the polynomial $z \cdot \map p z$ is holomorphic.

Since $\map p z$ is assumed to have no zeros, the only zero of $z \cdot \map p z$ is $0 \in \C$.

Therefore by Reciprocal of Holomorphic Function $\dfrac 1 {z \cdot \map p z}$ is holomorphic in $\C \setminus \set 0$.

Hence the Cauchy-Goursat Theorem implies that the value of this integral is independent of $R > 0$.

On the one hand, one can calculate the value of this integral in the limit $R \to 0$ (or use the Residue Theorem), using the parameterization $z = R e^{i \phi}$ of $\gamma_R$:

\(\ds \lim \limits_{R \mathop \to 0} \oint \limits_{\gamma_R} \frac 1 {z \cdot \map p z} \rd z\) \(=\) \(\ds \frac 1 {\map p 0} \lim \limits_{R \mathop \to 0} \int \limits_0^{2 \pi} \frac 1 {R e^{i \phi} } \, i R e^{i \phi} \rd \phi\) Real Polynomial Function is Continuous and Product Rule for Limits of Complex Functions
\(\ds \) \(=\) \(\ds \lim_{R \mathop \to 0} \frac 1 {\map p 0} \int_0^{2 \pi} i \rd \phi\)
\(\ds \) \(=\) \(\ds \frac {2 \pi i} {\map p 0}\)

which is non-zero.

On the other hand, we have the following upper bound for the absolute value of the integral:

\(\ds \size {\oint \limits_{\gamma_R} \frac 1 {z \cdot \map p z} \rd z}\) \(\le\) \(\ds 2 \pi R \max \limits_{\size z \mathop = R} \paren {\frac 1 {\size {z \cdot \map p z} } }\) Estimation Lemma
\(\ds \) \(=\) \(\ds 2 \pi \max \limits_{\size z \mathop = R} \paren {\frac 1 {\size {\map p z} } }\)

But this goes to zero for $R \to \infty$.

We arrive at a contradiction.

Hence the assumption that $\map p z \ne 0$ for all $z \in \C$ must be wrong.


Proof using Symmetric Polynomials

Let $f$ be a polynomial with coefficients in $\R$, and let $f$ have degree $n$.

By Fundamental Theorem of Arithmetic, there exists $k \in \N$ such that $n = 2^k \cdot m$ with $m$ an odd number.

We proceed by induction on $k$.

Note that $f$ has roots $\alpha_1, \ldots, \alpha_n$ in some splitting field.

It suffices to show that one of these roots is a complex number.

Base case

$k = 0$

$f$ is a polynomial with real coefficients and odd degree. Hence, $f$ has a root in $\R \subset \C$ by Rolle's Theorem.

Induction hypothesis

For some integer $k > 0$, every polynomial with real coefficients of degree $2^{k - 1} \cdot m$, with $m$ an odd integer, has a root in $\C$.

For each nonzero $\lambda \in \Z$, construct the polynomial

$\ds \map {g_\lambda} x = \prod_{i \mathop < j} \paren {x - \paren {\alpha_i + \alpha_j} - \lambda \alpha_i \alpha_j} $

By Viète's Formulas, each coefficient of $g_\lambda$ is a symmetric polynomial in $\alpha_i + \alpha_j + \lambda \alpha_i \alpha_j$.

Thus, the coefficients of $g_\lambda$ are invariant under permutations of the roots of $g_\lambda$.

But a permutation of the roots of $g_\lambda$ is equivalent to permuting the indices $\closedint 1 n$ of the roots of $f$.

Thus, the coefficients of $g_\lambda$ are invariant under permutations of the roots of $f$.

By definition, each coefficient of $g_\lambda$ is a symmetric polynomial in $\set {\alpha_1, \ldots, \alpha_n}$.

By Fundamental Theorem of Symmetric Polynomials, each coefficient of $g_\lambda$ is a polynomial in the elementary symmetric polynomials in $\set {\alpha_1, \ldots, \alpha_n}$.

But by Viète's Formulas, these are exactly the coefficients of $f$.

Thus, each coefficient of $g_\lambda$ is a polynomial in the coefficients of $f$, which are real numbers.

Since Real Numbers form Field, the coefficients of $g_\lambda$ are real numbers.

Further, $g_\lambda$ has one linear factor for each unordered pair of roots of $f$.

Thus, the degree of $g_\lambda$ is

\(\ds \binom n 2\) \(=\) \(\ds \frac {n \cdot \paren {n - 1} } 2\) Binomial Coefficient with Two
\(\ds \) \(=\) \(\ds \frac {2^k \cdot m \cdot \paren {2^k \cdot m - 1} } 2\) expression of $n$
\(\ds \) \(=\) \(\ds 2^{k - 1} \cdot m \cdot \paren {2^k \cdot m - 1}\)

Since $m$ and $2^k \cdot m - 1$ are odd, the degree of $g_\lambda$ is of the form $2^{k-1} \cdot m'$, with $m' = m \cdot \paren {2^k \cdot m - 1}$ an odd integer.

Combined with the fact that $g_\lambda$ has real coefficients, the induction hypothesis implies that $g_\lambda$ has a root in $\C$.

Thus, we have infinitely many polynomials $g_\lambda$ with a complex root of the form $\alpha_i + \alpha_j + \lambda \alpha_i \alpha_j$ for some $i, j\in \closedint 1 n$.

Since there are infinitely many polynomials and only finitely many pairs $\tuple {i, j}$, it follows from the Infinite Pigeonhole Principle that there exist distinct $\lambda, \mu \in \Z$ and a particular pair of roots $\alpha_x, \alpha_y$ such that:

$\alpha_x + \alpha_y + \lambda \alpha_x \alpha_y \in \C$


$\alpha_x + \alpha_y + \mu \alpha_x \alpha_y \in \C$

Since Complex Numbers form Field, the difference of these numbers $\paren {\lambda - \mu} \alpha_x \alpha_y \in \C$.

Since $\lambda$ and $\mu$ are distinct, $\lambda - \mu \ne 0$, and so $\frac {\paren {\lambda - \mu} \alpha_x \alpha_y}{\lambda - \mu} = \alpha_x \alpha_y \in \C$.

Since $\alpha_x \alpha_y \in \C$, it follows that $\lambda \alpha_x \alpha_y \in \C$, and so $\alpha_x + \alpha_y + \lambda \alpha_x \alpha_y - \lambda \alpha_x \alpha_y = \alpha_x + \alpha_y \in \C$.

Thus, $\map h x = x^2 - \paren {\alpha_x + \alpha_y} x + \alpha_x \alpha_y$ is a quadratic equation with complex coefficients.

By Viète's Formulas, the roots of $\map h x$ are $\alpha_x$ and $\alpha_y$.

By Solution to Quadratic Equation, the roots of $\map h x$ are:

$\dfrac {- \alpha_x - \alpha_y \pm \sqrt{\paren {\alpha_x + \alpha_y}^2 - 4 \alpha_x \alpha_y} } 2$

which are complex numbers by Square Root of Complex Number in Cartesian Form and Complex Numbers form Field.

Thus, $\alpha_x$ and $\alpha_y$ are complex numbers.

Since $\alpha_x$ is a root of $f$, this means $f$ has a complex root. Thus, any polynomial with real coefficients has a root in $\C$.

Now let $\ds \map f x = \sum_{k \mathop = 0}^n c_k x^k$ be a polynomial with complex coefficients, and let $\map {\overline{f} } x$ denote $\ds \sum_{k \mathop = 0}^n \overline{c_k} x^k$, where an overline denotes a complex conjugate.


\(\ds \overline {\map f x \map {\overline f} x}\) \(=\) \(\ds \map {\overline f} x \overline {\map {\overline f} x}\) Conjugation of Polynomials Preserves Multiplication
\(\ds \) \(=\) \(\ds \overline {\map f x} \map f x\)

Thus, $\map h x = \map f x \map {\overline f} x$ equals its conjugate, and so has real coefficients by Complex Number equals Conjugate iff Wholly Real.

Since $\map h x$ has real coefficients, it has a complex root, $\alpha$.

By Complex Roots of Polynomial with Real Coefficients occur in Conjugate Pairs, $\overline{\alpha}$ is also a root of $h$.

Since $\map h \alpha = \map f \alpha \map {\overline f} \alpha = 0$, $\alpha$ is a root of either $f$ or $\overline f$.

If $\alpha$ is a root of $f$, then we are done.

If $\alpha$ is a root of $\overline f$, then $\map {\overline f} \alpha = 0$, and so

\(\ds \sum_{k \mathop = 0}^n \overline {c_k} \alpha^k\) \(=\) \(\ds 0\)
\(\ds \leadsto \ \ \) \(\ds \sum_{k \mathop = 0}^n c_k \overline \alpha^k\) \(=\) \(\ds 0\) taking conjugates, applying Product of Complex Conjugates
\(\ds \leadsto \ \ \) \(\ds \map f {\overline \alpha}\) \(=\) \(\ds 0\)

as desired.


Historical Note

A proof of the Fundamental Theorem of Algebra was published in $1746$ by Jean le Rond d'Alembert. It was for some time called D'Alembert's Theorem.

However, it was later discovered that D'Alembert's proof was incorrect.

The first correct proof was published by Carl Friedrich Gauss in his doctoral dissertation in $\text {1799}$:

Demonstratio nova theorematis omnem functionem algebraicam rationalem integram unius variabilis in factores reales primi vel secundi gradus resolvi posse (A new proof of the theorem that every integral rational algebraic function of one variable can be resolved into real factors of the first or second degree).

During the course of his career, he gave a total of four proofs of this theorem.

The first full and rigorous proof in the field of complex numbers was published in $1814$ by Jean-Robert Argand.